Webinar Replay: Preparing for Your Exit: Public Company Readiness
Accelerate the IPO Process
An IPO can be a long, demanding and complicated process that will have long term implications for your company. Our IPO solutions and experts help you successfully navigate the intricacies and prepare for life as a public company. Are you ready?
Choose the global leader
When it comes to capitalising on key moments in the IPO process, DFIN leads the way – and we have the numbers to prove it.
Over the last six years, DFIN
Filed
700+
Traditional IPOs
Leader of
≥£73M
valued traditional IPOs
(EMEA-based issuers)
Serviced
350+
SPACs
Supported
Majority of PE and VC-backed IPOs
Client success
Some of the many global clients DFIN helped accelerate through the IPO listing process.
Consumer
Technology
Finance
Healthcare
Preparation, planning and the right IPO software solutions are critical to success.
IPO Timeline
Preparation
Pre-Filing
Initial submission of S-1
Roadshow
Pricing/Trading
Life Post IPO
IPO Timeline
Preparation
12 - 18 Months
- Prepare work plan for IPO readiness
- Assess financial statements and evaluate audit firm
- Assess internal resources (accounting, FP&A, legal, IR)
- Evaluate need for third-party advisers
- Consider structural decisions (e.g., corporate, tax, compensation)
Pre-Filing
4 - 6 Months
- Engage lead underwriters
- Prepare S-1
- Equity story/investment thesis
- Historical financial statements & MD&A
- Risk factors/legal sections
- Financial model
Initial submission of S-1
3 Months
- Confidential submission of S-1 and SEC review process (typically ~12-14 weeks)
- Teach-in with syndicate analysis
- Prepare roadshow presentation
- Publicly file S-1 at least 15 days prior to launch of roadshow
- Finalise IPO documentation
- Organisational and governance documents
- Listing application
- Underwriting agreement
Roadshow
2 Weeks
- Finalise preliminary prospectus with indicative price range
- Launch roadshow (typically 7-10 trading days)
Pricing/Trading
Trade date
- Price IPO after market close at conclusion of roadshow
- Begin trading next day after pricing
- Close third trading day after pricing
Life Post IPO
Regulatory Compliance and Reporting
- Extensive quarterly reporting required
- SOX compliance
- Annual reports and recent events
- Proxy Statement, Annual Meeting
Explore client results
HEALTHCARE
How we helped a healthcare company get and stay deal ready to go public and close a secondary offering
TECHNOLOGY
Execute a successful IPO with management and staff working from secluded locations
LIFE SCIENCES
How we helped a cambridge headquartered biotechnology company accelerate its IPO journey
Starting financial reporting early is key to a successful IPO
Drive efficiencies and optimise your financial reporting with ActiveDisclosure.
- Streamline S-1 reporting as you prepare for your IPO
- Reduce costs & financial risks
- Develop the robust systems needed for life as a public company
- Leverage our 24/7/365 financial expertise
We have prepared our unaudited interim condensed consolidated financial statements included herein pursuant to the rules and regulations of the Securities and Exchange Commission. Certain information and note disclosures normally included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adjustments.
We have prepared our unaudited interim condensed consolidated financial statements included herein pursuant to the rules and regulations of the Securities and Exchange Commission. Certain information and note disclosures normally included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adjustments.
Get in touch with us for support, pricing or more information.
or
call +44 203 047 6100
Guide to IPOs
Considerations for Business Owners and Executives Taking Their Company Public
Leverage our best-in-class partnership ecosystem
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Integrating enterprise business systems like Netsuite with ActiveDisclosure enables customers to directly connect the datasets they need into a central hub of trusted data, with powerful linking, auditability and control features.
Cision is a leading global provider of earned media software and services to public relations and marketing communications professionals.
Cision software allows users to identify key influencers, craft and distribute strategic content, and measure meaningful impact.
Continue building your perfect tech stack
Virtual Data Room
Safeguard and share your most sensitive documents. with all your shareholders. Easy-to-use, secure software includes privacy scans, contract analytics and multi-file redaction for full transaparency and regulatory compliance.
Financial Reporting
Take the complexities out of regulatory reporting. Seamless integration, simple onboarding, Microsoft Office compatability and all the tools you need for fast, secure filings.
Corporate Repository
Empower teams to more easily manage, share and protect folders and files in a secure, cost-effective environment. Leverage a modern, dynamic, digital repository to secure data, protect privacy and streamline projects.
More findings, right this way
Video Podcast
NYSE Floor Talk with Meaghan Miller, Vice President of Global Capital Markets at DFIN
Video Podcast
DFIN's Digital Transformation and how Force Management Platform Assists with Sales
| Craig Clay
White paper
Ringing the Bell at Lightning Speed: How Cloud ERP Helps Speed Up IPO Readiness
Video Podcast
How DFIN helped dual-listed Opthea Limited optimize their company disclosure and SEC filing processes | The Insider
12-18 months
- Prepare work plan for IPO readiness
- Assess financial statements and evaluate audit firm
- Assess internal resources (accounting, FP&A, legal, IR)
- Evaluate need for third-party advisers
- Consider structural decisions (e.g., corporate, tax, compensation)
4-6 months
- Engage lead underwriters
- Prepare F-1
- Equity story/investment thesis
- Historical financial statements & MD&A
- Risk factors/legal sections
- Financial model
3 months
- Confidential submission of F-1 and SEC review process (typically ~12-14 weeks)
- Teach-in with syndicate analysis
- Prepare roadshow presentation
- Publicly file F-1 at least 15 days prior to launch of roadshow
- Finalise IPO documentation
- Organisational and governance documents
- Listing application
- Underwriting agreement
2 weeks
- Finalise preliminary prospectus with indicative price range
- Launch roadshow (typically 7-10 trading days)
Trade Date
- Price IPO after market close at conclusion of roadshow
- Begin trading next day after pricing
- Close third trading day after pricing
Regulatory Compliance and Reporting
- Extensive quarterly reporting required
- SOX compliance
- Annual reports and recent events
- Proxy Statement, Annual Meeting